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GHRM Section 17.16.27 · Geo Technology Reference · Piles & Deep Foundations

Helical Pile

Screw-in steel piles that resist both axial and lateral loads — reference notes drawn from the two source documents on file for this technique.
A helical pile is a steel shaft — round pipe or square bar — with one or more helical plates welded to it. It's installed by rotating it into the ground under steady downward pressure, much like driving a large screw, and once in place it carries both compression and tension (uplift) loads through the soil bearing on those plates. Helical piles install quickly, in nearly any weather, with little vibration or spoil, and can be loaded immediately after installation — which is why they show up across new-construction foundations, foundation repair and underpinning, retaining wall tiebacks, oil and gas facilities, temporary structures and street light bases.

The summaries below are organized by source document, matching the two PDFs on file in this folder. They're a starting point for understanding the technology and its design logic — not a substitute for a project-specific geotechnical design or a licensed engineer's review.

At a glance

Supplementary Graphics GHRM · Section 17.16.27 · 3 graphics

Supplementary graphics for GHRM Section 17.16.27 (Ground Improvement Technologies). The schematic summarizes how the technique works using the typical values documented on this page; the reference infographics are from the Named Graphics library. Click any graphic to enlarge.

Helical Piles schematic — how it works and key figures
Figure 17.16.27-1 — Helical Piles: construction sequence and key figures (schematic, not to scale)GHRM · Chapter 17 — Ground Improvement Technology Library
Types of Pile infographic
Figure 17.16.27-2 — Types of PileReference infographic · Named Graphics library
Pile load test infographic
Figure 17.16.27-3 — Pile load testReference infographic · Named Graphics library
Basic Helical Screw Pile Design Earth Contact Products, LLC (ECP Torque Anchor™) · Donald J. Clayton, PE · 2005

This 28-page reference file actually bundles three separate manufacturer documents back to back — each is broken out below as its own dropdown.

Screw pile basics & product limitations

ECP's Torque Anchor™ screw piles use a solid square bar or tubular steel shaft with one or more helical plates welded on. Plate diameters run 6″–14″ at ⅜″ or ½″ thickness, spaced three plate diameters apart so each plate develops full bearing capacity, with a standard 3″ pitch (the shaft advances 3″ per revolution). They're well suited to combination tension/compression applications — metal buildings, canopies and monopole towers — and to retaining wall tiebacks, failed-foundation restoration, pipeline and pump equipment supports, elevated walkways, bridge abutments and electric utility structures.

Where they don't work well: soils with cobbles, large gravel, construction debris or landfill material can damage the shaft or helices. Extremely soft soil (SPT "N" < 5 blows/ft) can let the slender shaft buckle, and the slender-shaft design isn't effective against large lateral loads or overturning moments.
Table 1 — ECP Torque Anchor capacities by shaft size
Shaft sizeConfigurationAxial compressionTension strengthTorsional strength
1½″ sq. barSolid square bar40,000 lb60,000 lb5,500 ft-lb
1¾″ sq. barSolid square bar60,000 lb100,000 lb9,000 ft-lb
2⅞″ dia. tubular0.262″ wall100,000 lb100,000 lb9,500 ft-lb
3½″ dia. tubular0.300″ wall115,000 lb120,000 lb13,000 ft-lb
4½″ dia. tubular0.337″ wall160,000 lb140,000 lb21,000 ft-lb

Torsional ratings assume homogeneous soil; obstructions can spike installation torque and fracture couplings, so select a product with margin above the expected installation torque.

Design criteria & capacity equations

Bearing capacity — the load a pile can carry without objectionable settlement — depends on soil type and properties, ground/surface water conditions, the pile's configuration (shaft size and type, helix diameter and count), depth to bearing, installation angle, pile spacing, installation torque and the type of loading (tension, compression, alternating).

Pu = ΣAH (c Nc + q Nq)   —  Equation 1: Ultimate theoretical capacity
Pu = ultimate capacity · ΣAH = sum of projected helical plate areas · c = soil cohesion (lb/ft²) · Nc = bearing capacity factor for cohesion · q = soil overburden pressure at mid-plate depth · Nq = bearing capacity factor for granular soil

For clay-only soils (Nq = 0, Nc = 9), this simplifies to Equation 2: Pu = ΣAH(9c). For sand/gravel-only soils (Nc = 0), it simplifies to Equation 3: Pu = ΣAH(qNq). Soil overburden pressure q is the dry soil density times layer thickness above the water table (Equation 4), or density reduced by 62 lb/ft³ for buoyancy below it (Equation 5) — summed layer by layer from the surface to the midpoint between the top and bottom helical plates.

Soil strength values come from classification tables keyed to SPT blow count "N": for cohesive soils (clays), undrained shear strength "c" and unconfined compressive strength rise with consistency from very soft (N 0–2, c < 250 lb/ft²) to very hard (N > 48, c > 6,000 lb/ft²); for cohesionless soils (sands/gravels), friction angle "φ" and bearing factor "Nq" rise with density from very loose (N < 6, φ 26°–30°, Nq 12–18) to very dense (N > 40, φ > 50°, Nq > 300).

Table 6 — Projected helical plate area (ft²) by diameter and shaft size
Shaft6″8″10″12″14″
1½″ sq. bar0.1810.3330.5300.7701.053
1¾″ sq. bar0.1750.3280.5240.7641.048
2⅞″ tubular0.1510.3040.5000.7401.024
3½″ tubular0.1300.2820.4780.7191.002
4½″ tubular—0.2390.4350.6750.959

Preventing "punch through": when competent soil overlies a weaker layer, keep the lowest helical plate at least 5× its diameter above the weak stratum so the pile doesn't punch through it once fully loaded.

Worked example (cohesive soil): a foundation load of 2,400 lb/lf on 6-ft pile spacing (Pw = 14,400 lb) with a factor of safety of 2 requires Pu = 28,800 lb. A soil boring showing stiff-to-very-stiff clay (c = 2,000 lb/ft²) around 30 ft deep needs ΣAH = 28,800 / (9 × 2,000) = 1.60 ft² — met by a 1½″ square shaft with 8″, 10″ and 12″ plates (combined 1.633 ft²).
Worked example (cohesionless soil): the same 28,800 lb target in medium-dense sand (Nq = 24, overburden q = 1,685 lb/ft²) needs ΣAH = 28,800 / (1,685 × 24) = 0.71 ft² — met by a 1½″ square shaft with 8″ and 10″ plates, or a single 12″ plate as an alternate.
From the source document: "This publication presents only elementary soil mechanics and foundation design. It is in no way intended to replace professional engineering input and judgment. An adequate and proper factor of safety must be included in each and every preliminary design." Field load testing is recommended for any heavily loaded or critical application.
Basic Guidelines for Designing Helical Piers for Underpinning A. B. Chance Company · Bulletin 01-9202, Rev. 1/93
Shallow vs. deep anchors, and two competing design theories

Chance defines a shallow anchor as one whose top helix sits within 3 helix diameters of the surface, and a deep anchor as 5 diameters or more. A deep anchor is always preferred where possible: it reaches higher ultimate capacity, and if it does fail, it creeps rather than pulling out suddenly.

Two theories exist for multi-helix capacity. The bearing-plus-cylindrical-shear method treats the anchor as failing along a cylinder of soil connecting the top and bottom helix, plus bearing at the end. The bearing capacity method simply sums the individual bearing capacity of each helix. Chance's view: at close helix spacing (within ~6″) the cylindrical-shear theory controls; at wide spacing (~10 ft) individual bearing controls; the two converge around the industry-standard 3-diameter spacing, which is why Chance designs to the bearing capacity method.

Qt = Σ Qh   (Eqn. A)     Qh = Ah(9c + qNq) ≤ Qs   (Eqn. B)
Qt = total multi-helix anchor capacity · Qh = individual helix bearing capacity · Ah = projected helix area · c = soil cohesion · q = effective overburden pressure · Nq = bearing factor from the cohesionless-soil chart · Qs = upper limit set by helix strength

As with the ECP method, whichever of the c-term or q-term isn't relevant for a given soil (clay vs. sand) is set to zero. Chance recommends field testing to confirm predicted capacities in all cases.

Torque as a capacity indicator, and checking bending/buckling

Installation torque has long been used as a field proxy for ultimate capacity: Qu = Kt × T, where T is the average installation torque and Kt is an empirical torque factor (Chance uses Kt = 10 for SS-series anchors, in tension or compression).

For underpinning applications, Chance's sample calculation also checks bending and buckling using the Cummings method (as cited by Terzaghi, 1943): solve for the number of half sine waves (m) the pile would form under lateral soil reaction, then check the critical buckling load against the applied load, and separately check eccentric loading against the shaft's rated bending capacity. A worked example (8″ wall, 6-kip load per pier, clayey sand, water table at 20 ft) selects a 10″ helix on a 1½″ × 12-ft square shaft, with buckling capacity (78,334 lb) and bending capacity (2.5× safety factor) both comfortably exceeding the 6,000 lb applied load.

Helix areas & mechanical properties (Chance SS piers)
Helix sizeArea (in²)
6″26.7
8″48.4
10″76.4
12″111.0
14″151.0
Pier familyMax tensileMax compressiveMax bracket capacity
1½SS70 kips70 kips40 kips
1¾SS100 kips100 kips60 kips
HS100 kips100 kips60 kips

The source bulletin also includes installation-torque-vs-SPT-N reference charts (10″ helix, in sand above and below the water table, and in clay) used to sanity-check field torque readings against expected soil strength.

Repairing Existing Structures Using Steel Piers or Helical Piles Earth Contact Products, LLC · Donald J. Clayton, PE · 2005
"Fix the disease, then the symptoms"

Before specifying a repair, find and address the actual cause of foundation distress ("the disease") — not just the visible cracking or settlement ("the symptoms"). Common causes fall into three groups:

  • Moisture problems: under-slab or crawlspace plumbing leaks, negative drainage at the perimeter, improper or absent watering, malfunctioning drainage systems/sumps/pumps, overgrown trees and shrubs near the foundation.
  • Foundation maintenance gaps: missing gutters/downspouts/splash blocks, trapped water in planter beds, a water table that rises above the footing, absent swales or French drains, no irrigation system to maintain consistent moisture.
  • Site problems: buried peat, trees, rubble or landfill material; extensive filled areas; combined cut-and-fill conditions; steep slopes prone to lateral soil movement.
Two repair methods, compared
Steel resistance piers (end-bearing)Helical screw piles (soil-bearing)
Bear on rock or another verified firm stratum — not the soilCapacity comes directly from the surrounding soil
Soil testing helpful, but not requiredSoil testing highly recommended
100% of piers field-load-tested during installationNot ideal where rock is near-surface or debris is buried
Quick, portable, all-weather, little/no vibration or "down drag," immediate loadingSame install advantages, plus minimal site disturbance and reusability in temporary work
Selection driven by settled structure weight, footing strength, product capacity, spacing, safety factorWeaker soils need larger-diameter plates; denser soils need smaller ones

Both approaches use the same underlying capacity equation, Pu = ΣAH(cNc + qNq), and the same torque-capacity relationship, Pu = k × T, with k = 9–10 for square-bar shafts and 6–9 for tubular shafts.

Estimating loads — and the overlooked soil overburden

Break the structure into its component loads: roof framing and roofing, ceiling and insulation, exterior covering, wall and floor framing/covering/insulation/flooring, stem wall/slab/flooring, live loads and soil loads.

Don't skip the soil overburden. The soil sitting above a footing has to be lifted along with the structure itself, and over time that overburden can be substantial even though it's the most commonly overlooked load. Ignore it, and the support system you specify may not actually be able to lift the structure.
Pile-spacing rule of thumb
FootingConditionSpacing
8″×16″ spread footing, up to 2,000 lb/lf3½″ frame wall3½ ft O.C.
24″ cast concrete stem wall8½ ft O.C.
20″ monolithic turndown8 ft O.C.
12″×24″ spread footing, up to 5,000 lb/lf12″ stem wall7 ft O.C.
18″ stem wall8½ ft O.C.
24″ monolithic turndown5¾ ft O.C.

Also worth confirming on every job: unsupported column height, and load-test acceptance criteria — a net deflection under 1″ at full load, with at least ½″ rebound, is generally considered acceptable.

Introduction, history & typical uses Handbook pp. 4–15

Helical Pile Engineering Handbook · Helical Pier Systems Ltd. (HPS) · 7th Edition, January 2010 · 51 pages. The handbook's own part numbering is kept below so it's easy to cross-reference against the source file.

HPS uses "screw anchor" for piles loaded in tension and "helical pile" for piles loaded in compression, though the hardware and design logic are the same either way. Pipe sizes run from 2⅞″ up to 12¾″ O.D. as standard (larger custom shafts exist), with helix diameters from 6″ to over 60″, spaced at roughly 3 diameters apart. Length is generally limited by the installation equipment's reach (often 20 ft or less per section), with additional lengths bolted or welded on to reach deeper.

History: screw piles date to an 1838 lighthouse and Eugenius Birch's 1863 Brighton West Pier (still standing, 140+ years later) — both installed by hand at roughly 10 ft/hour. Hydraulic torque motors, available from the 1960s on, made installation practical at scale; utilities were early large-scale adopters, using screw piles as tension tie-downs for transmission towers and guy wires.

Where helical piles get used
ApplicationWhy helical piles fit
New construction foundationsPile terminates in a pier cap embedded in the footing or grade beam; fast, economical
Foundation repairHPS's Dura-Lift bracket system screws in alongside an existing foundation and can lift it back level
Oil & gas facilitiesRugged and low-maintenance under pump-jacks, compressor stations, tanks, flare stacks and skid buildings; resists vibration/cyclical loading
Temporary & modular buildingsRemovable, reusable, no cure time — the structure can be welded and loaded immediately after install
General foundationsHandles static, alternating and vibratory loads, and high-overturning-moment structures like communication towers
Slope & bank stabilizationInstalled near-horizontally into stable soil below a failure plane, then tied to a retaining structure
Street light basesCustom cap/shaft/helix sizing per pole; quick, low-disturbance, reusable
Part 1 — Soil mechanics Handbook pp. 16–19

Soil capacity is what ultimately limits a helical pile, so the handbook opens with the basics: cohesive soils (clays, internal friction φ ≈ 0) behave rigidly — stiff clay acts almost like rock, soft clay behaves more like putty — while cohesionless soils (sands/gravels, φ > 0) act more like independent particles that reorganize under stress. As a pile advances through layered soil, installation torque rises and falls with each layer's strength, which is why continuous torque monitoring doubles as a real-time soil profile during installation.

Under tension in wet or saturated clay, a suction effect briefly resists upward pull as a low-pressure zone forms beneath the helix. Installation also compacts a zone of soil immediately around the shaft, which increases both bearing resistance and shaft friction (adhesion) once the pile is loaded.

Typical soil parameters (Tables 1.3 & 1.4)
Cohesionless soilRelative densitySPT NFriction angle φ
Very loose< 0.2< 4< 30°
Loose0.2–0.44–1030°–35°
Compact0.4–0.610–3035°–40°
Dense0.6–0.830–5040°–45°
Very dense> 0.8> 50> 45°
Cohesive soilUndrained shear strength
Very soft< 250 psf
Soft250–520 psf
Firm520–1,045 psf
Stiff1,045–2,090 psf
Very stiff2,090–4,180 psf
Hard> 6,265 psf

The handbook is explicit that these figures are representational, not a substitute for an actual geotechnical soil report.

Part 2 — Bearing & uplift capacity Handbook pp. 20–28

For a multi-helix pile, total resistance combines cylindrical shear along the soil between the top and bottom helix, bearing at the end helix, and (for deeper piles) shaft friction. For a single-helix pile, there's no cylinder to shear, so resistance comes only from bearing plus shaft friction.

Cohesive compression: Qc = Sf(πDLc)Cu + AHCuNc + πdHeffαCu
D = helix diameter · Lc = distance between top & bottom helix · Cu = undrained shear strength · AH = helix area · Nc = bearing factor (9 for small piles) · d = shaft diameter · Heff = effective shaft length · α = adhesion factor · Sf = spacing ratio factor

Uplift in cohesive soil follows the same logic with an uplift bearing factor Nu = 1.2(H/D), capped at 9. In cohesionless soil, the Mitsch & Clemence (1985) method applies instead, with bearing factor Nq = eπtanφtan²(45°+φ/2) — ranging from Nq=1 at φ=0° up to Nq=115 at φ=44°. Uplift behavior in sand splits into a shallow and a deep failure mode depending on the embedment ratio H/D relative to a critical value that itself depends on friction angle (from (H/D)cr≈2.5 at φ=20° up to ≈11 at φ=48°).

Torque method: Kt = Qt / T
T = average installation torque, last 3–5 ft · Qt = ultimate capacity from a pullout test · Kt = empirical torque factor, typically 2–20 and usually 7–10 (recommend ~7 for 3½″ pipe, 7–10 for 2⅞″ pipe)

Minimum recommended safety factor is 2.0 in all cases, and HPS recommends an engineer design every project, with load testing wherever project data allows it.

Parts 3–5 — Lateral loads, moments/deflections & buckling Handbook pp. 29–39

Part 3, lateral resistance: a laterally loaded pile can fail three ways — the soil's capacity is exceeded, bending stress in the pile exceeds material limits, or deflection exceeds what the structure can tolerate. All three need checking. The handbook uses the "All Pile" method, first classifying the pile as behaving as a short rigid member or a long flexible one via the stiffness factors R (constant soil modulus) or T (linearly increasing modulus, more typical for normally consolidated clay and granular soils), then reading ultimate lateral resistance and deflection off charts built for cohesive and cohesionless soils.

Part 4, moments & deflections (CFEM 1992): models the soil as a series of horizontal springs (the "coefficient of subgrade reaction," ks), which for cohesionless soil scales with depth (ks = nh(z/d)) and for cohesive soil scales with undrained strength (ks = 67Cu/d). From the relative stiffness T, moment and deflection at any depth follow from coefficient charts.

Part 5, buckling: helical piles are long and slender, so extreme compressive loading can, in rare cases, cause the shaft to buckle — either folding near the surface where soil is weak, or bending under lateral load like any slender column. The handbook applies the Poulos & Davis (1980) method: treat the embedded pile as an equivalent fixed-base freestanding column of length Le (depth to the point of fixity, zf = 1.4R or 1.8T depending on soil type), then check the critical buckling load against the applied load using standard column formulas for free- or fixed-headed conditions.

Part 6 — Helical piles as tiebacks Handbook pp. 40–42

HPS has manufactured multi-helix piles for tieback use since 1977, mainly for electric utility and oil & gas retaining structures, with use in retaining-wall tiebacks continuing to grow. Compared with a grouted anchor, a helical pile bears mechanically on undisturbed soil rather than relying on friction between soil and grout in an open hole — so there's no hole collapse risk, no casing cost, and testing/loading can happen immediately instead of waiting for grout to cure.

  • Competitive installed cost, and installs in any weather
  • Removable and reusable; no spoil to remove
  • Speeds excavation and construction sequencing

Tieback placement depends on wall backfill height and where the wall is bulging or cracking most; a rule of thumb calls for at least 6× the largest helix diameter of soil cover above the pile. The design method itself depends on the spacing-to-diameter ratio (S/D): at S/D ≥ 3, HPS testing supports treating each helix as behaving independently (the individual plate method); otherwise, the cylindrical shear method from Part 2 applies.

Part 7 — Selecting a helical pile Handbook pp. 43–44

Shaft sizing balances axial load, tension load, lateral load, overturning moment, torque considerations, installation equipment and soil conditions. Common pipe shafts range from 2⅞″ (max torque ~8,000 ft-lb) up to 12¾″ (90,000+ ft-lb); helix diameters from 6″ to 48″ are matched to shaft size by a compatibility chart in the handbook.

  1. Determine applied loads (dead, live, safety factors)
  2. Gather site-specific soil data (type, classification, water table, frost depth)
  3. Compare soil data against load/location, checking for group effects from pile spacing
  4. Design the pile geometry (shaft, helix diameter/thickness, number of helices, embedment, extensions)
  5. Estimate installation torque
  6. Evaluate practicality — can it actually be installed with available equipment and soil conditions?
  7. Calculate ultimate capacity and apply a minimum safety factor of 2.0

Other project-specific factors — seismic considerations, soil chemistry and similar — may also come into play.

Parts A & 8 — Standards, materials & corrosion protection Handbook pp. 45–49

Governing standards referenced include the Canadian Foundation Engineering Manual, the Alberta Building Code, ASTM A252 (welded and seamless steel pipe piles), CSA G40.21 (structural steel), CSA W47.1/W59 (welding certification and practice), ASTM A153/CSA G164 (hot-dip galvanizing), and ASTM D1143/D3689/D3966 for compression, tension and lateral pile load testing respectively. Helical plate is minimum ASTM A36 or CSA G40.21 44W steel; pipe up to 3½″ meets ASTM structural-grade requirements (70 ksi min. yield / 85 ksi min. tensile), while 4½″+ pipe steps up to 90 ksi / 105 ksi. All welding is Canadian Welding Bureau –certified to CSA W47.1/W59.1.

Galvanizing: hot-dip zinc coating has a 150+ year track record and performs well across a soil/water pH range of 4.0–12.5. At a conservative 200µm coating thickness, expected service life is 50–100 years; HPS piles typically measure 300–400µm, which can roughly double that. Even after the zinc is fully consumed, residual zinc in the soil continues to reduce corrosion of the underlying steel. Where extra protection is warranted, cathodic protection is the other main option — either an impressed-current system or a sacrificial anode, relying on the fact that zinc is anodic to steel and so corrodes preferentially.

Part B — References Handbook pp. 50–51

Key sources cited throughout the handbook, for anyone who wants to go deeper on the underlying theory:

  • Broms, B.B. (1964a, 1964b) — "Lateral Resistance of Piles in Cohesive Soils" / "...in Cohesionless Soils," ASCE
  • CFEM (1992) — Canadian Foundation Engineering Manual, 3rd Ed., Canadian Geotechnical Society
  • Das, B.M. (1990) — Earth Anchors, Elsevier
  • Meyerhof, G.G. (1976) — "Bearing Capacity and Settlement of Pile Foundations," ASCE
  • Meyerhof, G.G. & Adams, J.I. (1968) — "Ultimate Uplift Capacity of Foundations," Canadian Geotechnical Journal
  • Mitsch, M.P. & Clemence, S.P. (1985) — "The Uplift Capacity of Helix Anchors in Sand," ASCE
  • Poulos, H.G. & Davis, E.H. (1980) — Pile Foundation Analysis and Design, Wiley
  • Tomlinson, M.J. (1987) — Pile Design and Construction Practice, 3rd Ed., E & FN Spon
  • Zhang, D.J.Y. (1999) — "Predicting Capacity of Helical Piles in Alberta Soils," MSc thesis, University of Alberta
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